DescriptionCompliance Officer Reports to the Vice President CRA / Compliance Manager. Assists with the implementation of the compliance monitoring program.
Provides technical support and guidance to business units affected by compliance laws and regulationsKeeps abreast of and analyzes new and pending laws and regulationsResearches regulatory law, recent or proposed changes, guidance and interpretations as part of the Compliance Review planning process.
Compliance Monitoring ActivitiesCompliance Reviews (monitoring and testing) to assess the effectiveness of the practices used to ensure legal and regulatory compliance.
Prepares Compliance Review that summarizes the scope of work performed, findings, and any regulatory exceptions.Assists with reviewing marketing promotional materials for compliance with regulatory requirementsCompliance regulatory exams (assists with preparation and support)Performs other duties as assignedMay participate in the development of Compliance standards, policies, and practicesBack up support to other compliance department functionsQualifications5 Years or more related experience (recent) as a compliance officer emphasis on lending (second line of defense)CRCM Certification is desirableStrong working knowledge of consumer and commercial lending operations and related compliance laws and regulations (Federal and California)Strong technical and analytical skillsExcellent written and verbal communication skills.EOEWES00004-8757 1