Market Surveillance / Testing Specialist
Bank of America, N.A.
Sao Paulo
há 13 horas

Job Description :

Member of Enterprise Independent Testing team for Global Banking and Markets LATAM, the team is responsible for supporting GBAM businesses by working with Global Compliance and Operational Risk teams to implement a risk-

based program developed to test and evaluate the effectiveness of internal controls, policies, procedures, and processes designed to meet regulatory requirements and / or internal standards.

This role provides an opportunity to work with personnel from business and control functions (e.g., Legal, Risk and Finance) across Bank of America's global franchise.

This role also provides an opportunity to work with other EIT teams from the different regions.

Responsibilities

  • Complete manual and trade Surveillance Tests on behalf of Compliance and Operational Risk independently, acting as the 2nd line of defense for the business.
  • Undertake tests according to test plans and scripts that have been produced.
  • Liaise with Global Compliance and Operational Risk stakeholders regarding their queries. You will be required to gain evidence to complete tests and save artefacts to explain the results of the highlighted area’s test.
  • Support the development of new Manual and Trade Surveillance tests by leasing with Global Compliance and Operational Risk, Business, EIT Development, Surveillance Technology teams and other stakeholders.
  • Support local and global audit, exams and regulatory requirements related to Tests.
  • Prepare and report Trade Surveillance and Manual Tests results.
  • Assist in processes to support the Testing Program.
  • Core skills and requirements

  • BS / BA required; additional educational degrees and certifications are a plus;
  • 2-4 years of experience in Business Controls, Operational Risk, Compliance, Audit or related experience;
  • Knowledge of Fixed Income and Equities related products;
  • Excellent interpersonal, written and oral communication skills are essential;
  • Solutions oriented, agility to adjust, react with optimism and professionalism by utilizing critical thinking skills, business acumen and resources to make sound business decisions and reduce risk;
  • Ability to solve complex problems through root cause analysis, management by fact and collaboration across a wide constituency;
  • Fluency in English and Portuguese;
  • Fluency in Spanish is a plus;
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